The Shanghai Stock Exchange announced on the 27th that Chen Yubi, deputy general manager of NORD Shares, was given a regulatory warning. Previously, Chen Yubi's "cutting belly" recommendation stocks caused social concern.
The Shanghai Stock Exchange said that after investigation, on October 26, 2021, there were media reports that Chen Yubi, then deputy general manager of NORD Shares, released a circle of friends saying "Please support NORD, the market value next year is not 50 billion, I apologize for my guilt", and distributed his personal speech poster at an industrial chain summit. The SSE pointed out that the company's future operation and market value forecast information is a major matter of great concern to the market and investors, and may have a greater impact on the company's stock trading and investor decision-making. In particular, when the new energy battery sector is highly concerned by the market, the company's senior management should strictly abide by the information release specifications, disclose material information in the media that meets the regulations of the China Securities Regulatory Commission, and ensure the accuracy, completeness and fairness of the information disclosure.
According to the Shanghai Stock Exchange, Chen Yubi, then deputy general manager of NORD Shares, released important information related to the company's market value forecast through non-statutory channels, which may have a greater impact on the company's stock trading and investor decision-making, and the relevant information did not make risk warnings. The above conduct violates Article 2.2 and other relevant provisions of the Rules Governing the Listing of Shares on the Shanghai Stock Exchange and the commitments made by it in the Declaration and Undertaking of Directors (Supervisors and Senior Management).
On October 27, nord shares continued to rise, as of the close of 25.10 yuan / share, up 6.54%, the total market value of 35.1 billion, away from the 50 billion market value shouted by executives, there is still 14.9 billion yuan. On October 28, NORD shares accelerated their intraday decline, and the stock price fell by more than 5% in the opening hour.
Column Editor-in-Chief: Gu Wanquan Text Editor: Fang Ying Title Image Source: Figureworm Creative Photo Editor: Xiang Jianying
Source: Author: @CCTV Finance