Operator Finance Network Intern Han Qing / Text
This year, Southwest Securities ushered in two new deputy general managers, they are Wang Wei and Zhang Li, and the operator's financial network paid attention to the female vice president Zhang Li and tried to sort out her past experience.
According to the public resume, Zhang Li was born in March 1977, is 47 years old this year, and is an executive MBA.
She has a stable job, having served as assistant to the director and deputy director of the office at Southwest Securities, and has also held general manager positions in several departments, such as Chongqing Yubei Road Securities Business Department, Operation Management Department, Credit Trading Department and Risk Control Department; He served as the deputy general manager of the customer service headquarters of the brokerage business department, and served as a supervisor of Southwest Securities Equity Investment Co., Ltd., a wholly-owned subsidiary of Southwest Securities. It is speculated that Zhang Li's time at Southwest Securities should not be short, but her specific date of appointment has not been announced.
On June 22 this year, Hou Ximeng, the former deputy general manager of Southwest Securities, resigned due to work transfer, and on July 2, the seventh meeting of the 10th board of directors of Southwest Securities was held, and the appointment of Zhang Li as deputy general manager was approved. Because she is new to the job, her salary is not disclosed.
According to the 2023 annual report of Southwest Securities, the previous deputy general manager Hou Ximeng's annual salary was 373,700.
The annual report also disclosed that Southwest Securities achieved revenue of 2.328 billion yuan last year, an increase of 30.33% year-on-year, net profit attributable to the parent company of 602 million yuan, an increase of 94.63% year-on-year, and non-net profit of 605 million yuan, an increase of 98.32% over the previous period.
It is worth noting that Tianyancha shows that on December 22 last year, Southwest Securities had equity pledged by shareholder Chongqing Urban Construction Investment (Group) Co., Ltd., with 240 million shares pledged and a market value of 948 million yuan.
In addition, in May this year, the Chongqing Securities Regulatory Bureau conducted an investigation and trial on the case of He Xi, a practitioner of Southwest Securities, who used Chen Moulan's 614XXXX03 securities account to hold, buy and sell stocks, use Chen Moulan's 616XXXX86 securities account to hold, buy and sell stocks, and He Xi privately accepted the entrustment of customer Pan to buy and sell securities, so the bureau fined He Xi a total of 175,464 yuan.
This has nothing to do with Zhang Li, but it reflects that Southwest Securities cannot effectively prevent employees from violating laws and regulations.