Operator Finance Network Intern Han Qing / Text
There are a large number of executives in securities companies, which may be unexpected, and Western Securities is one of them, and the operator's financial network has paid attention to the brokerage and tried to reveal the past experience of Chen Wei, the compliance director.
According to the public resume, Chen Wei was born in May 1972 and is 52 years old this year, with a bachelor's degree and a bachelor's degree; He has obtained a number of professional qualifications, such as general securities business qualification, international certified internal auditor qualification, certified enterprise risk manager qualification, fund qualification, and he also holds the title of engineer. It can be seen that his professional ability is relatively outstanding.
According to the information disclosed on the official website of the Securities Association of China, Chen Wei first registered in March 2004, and it is reported that he served as the deputy director of the office of the board of directors, and later transferred to the risk management department and was promoted from deputy general manager to general manager, and then he took up the position of director of compliance and risk control of Western Securities (Xi'an) Investment Co., Ltd.
In 2021, he was appointed by the board of directors of Western Securities as the compliance director and chief risk officer, and it has been three years now.
According to Oriental Wealth Network and annual reports over the years, Chen Wei's salary in 2022 will be 1.1223 million, and last year's annual salary was 1.1928 million, a slight increase from the previous year.
There are 17 senior executives announced on the official website of Western Securities, of which the assistant general manager occupies seven seats, they are He Jun, Li Wen, Lu Fu, Shen Guoqiang, Li Feng, Zhao Yinghua and Yin Tao, the youngest of which is Zhao Yinghua, who was born in 1985, is only 39 years old this year.
According to the first quarterly report of Western Securities in 2024, the company achieved operating income of 1.595 billion yuan during the reporting period, a year-on-year decrease of 12.01%; the net profit attributable to the parent company was 196 million yuan, a year-on-year decrease of 45.24%; The net profit after deduction was 188 million yuan, a year-on-year decrease of 46.62%.
On June 21 this year, Western Securities announced that based on its own development needs, the company is planning to acquire a controlling stake in Guorong Securities Co., Ltd. by paying cash, and the specific proportion of shares to be acquired is subject to the final share transfer agreement.
It is worth noting that in April this year, the placing object of Western Securities Management, "Western Securities Ruihe No. 1 Collective Asset Management Plan", in the inquiry of the "Smartway" project of the Science and Technology Innovation Board, due to operational errors and imperfect internal control, there were errors in filling in the price and quantity, and the actual quotation exceeded the recommended price range given in the research report. As a result, the Securities Association of China warned him.