Source: Brokerage China
Tomorrow's A shares, all eyes on it!
Less than 24 hours before the opening of the A-share market, all parties in the market are already in a state of preparation.
Just now, securities companies led by CITIC Securities and Huatai Securities suddenly announced that the bank-securities transfer time will be greatly advanced, and some banks support the bank-securities transfer time on October 8 to be advanced to 7:30. Securities Times · Brokerage China reporter noticed that some cooperative banks of Guoyuan Securities support the 8-day bank-securities transfer time to be advanced to 7:00.
In terms of trading systems, in order to provide investors with a good trading experience, a number of brokerages said that during the National Day holiday, the communication bandwidth and trading background system will be expanded and optimized; At the same time, the emergency plan was further improved. On October 7, the securities company cooperated with the exchange to complete the system startup connectivity test and the connection test of other external units such as banks to ensure that the trading channel was unimpeded.
In addition, the reporter learned that the brokerage is still stepping up the processing of the account opening review work, in order to try to ensure that investors who apply for account opening during the holiday can get the shareholder account on October 8, and some practitioners claim to have worked overtime until the early hours of the morning in recent days.
The bank-securities transfer time is advanced
Since September 24, A-shares have continued to rise sharply, and the money-making effect has appeared, and some investors have increased their positions to enter the market. Among them, some banks had a jam in the bank-securities system before the National Day, which once frustrated investors.
Securities Times · Brokerage China reporters noted that on October 7, a number of securities firms emphasized that the bank-securities transfer time was greatly advanced to avoid instantaneous operation slowdown.
CITIC Securities APP announced on October 7 that according to the arrangements of some depository banks, Bank of China, China CITIC Bank, China Merchants Bank, and Shanghai Pudong Development Bank will open at 7:30 on October 8 to support tripartite transfer (excluding credit); Agricultural Bank of China will open at 8:00 to support tripartite transfer (excluding credit). It is reported that in the past, most banks only supported bank-securities transfers at 8:30 or 9:00.
A person from the business department of CICC Wealth Securities also said that the CICC Wealth APP can realize bank-securities transfer at 7:30 on October 8 at the earliest, covering China Construction Bank, Bank of Communications, China Merchants Bank, etc.
Huatai Securities issued a notice to customers saying that the company has contacted some banks and confirmed that tomorrow (October 8) the ordinary three-party transfer time can be temporarily advanced. Specifically, Bank of Communications, Bank of China, China Merchants Bank, Minsheng Bank, China Everbright Bank and Ping An Bank have advanced from 8:30 to 7:30, Agricultural Bank of China and Bank of Ningbo have advanced from 8:30 to 8:00, and China Construction Bank has advanced from 8:30 to 8:12. However, on October 9, the ordinary three-way transfer time of the above-mentioned banks will be restored to 8:30.
Guosen Securities announced that on the 8th, Bank of China, China Construction Bank, Bank of Communications, Postal Savings Bank, China Merchants Bank, etc. can start to support tripartite transfer (excluding credit) at 7:30, and Agricultural Bank of China and Huaxia Bank can start to support transfer (excluding credit) at 8:00.
The reporter also learned that Guoyuan Securities can also realize bank-securities transfer in advance, such as China Merchants Bank and China CITIC Bank are open at 7:00, China Construction Bank is open at 7:15, Postal Savings Bank, Shanghai Pudong Development Bank, Minsheng Bank and Everbright Bank are open at 7:30, and Agricultural Bank of China and Bank of Ningbo are open at 8:00.
A medium-sized brokerage told Securities Times · Brokerage China reporters that some banks have been contacted to open bank-securities business in advance, and the bank-securities transfer time can be advanced to 8:05.
A person from the business department of a brokerage company in Shenzhen said that considering the sharp increase in the number of account openings since the end of September and the demand of some investors to increase their positions, the above measures can alleviate the short-term pressure on the bank-securities system, and more importantly, it can quickly respond to the capital needs of investors.
The IT system of the brokerage company has been expanded
Before the National Day, the turnover of the Shanghai and Shenzhen stock exchanges continued to exceed 2 trillion yuan, which is impressive. In the face of the upcoming first trading day after the National Day, whether the brokerage system can withstand the test again has become a topic of great concern to investors.
Securities Times · Securities China reporters interviewed a number of securities companies and learned that during the National Day holiday, the IT department and the science and technology finance department of securities companies worked overtime to evaluate the capacity of server resources and network lines, launched expansion plans, and also formulated emergency plans.
Haitong Securities told reporters that during the National Day holiday, the company's science and technology team conducted detailed analysis and evaluation of the system operation data, targeted optimization and expansion, and carried out comprehensive inspection and maintenance to ensure the stability of the system under high load. In terms of performance and capacity guarantee of the trading system, the technical team closely monitors the operation indicators of the information system 24 hours a day, 7 ×, combined with the company's industry-leading self-developed new generation of distributed core trading system and cloud computing infrastructure, to achieve rapid expansion of the trading system in the face of sudden market and effectively respond to sudden market conditions.
The relevant person in charge of GF Securities also said that in order to cope with the recent surge in market trading volume, the company immediately launched the system performance capacity evaluation and expansion work. At the same time, GF Securities has established a real-time stability guarantee mechanism with the CIO as the head of operational command to ensure that resources can be quickly mobilized and the forces of all parties can be coordinated during peak trading periods or unexpected situations. GF Securities has also deployed backup systems and emergency recovery facilities in multiple places to ensure timely takeover in the event of a failure of the main system through real-time monitoring and automatic switching technology, ensuring the continuity and security of transactions.
Securities Times · brokerage China reporter also learned that Deppon Securities organized a trading system optimization campaign team composed of software research and development, application operation and maintenance, and basic operation and maintenance personnel after the close of trading on September 30, and after 7 days of overtime preparation for the National Day, the current trading system has the service ability to smoothly support 930 peak 3 times capacity. In order to ensure the smooth operation of the transaction under the condition that the market continues to be hot on October 8, Debang Securities also said that it has improved the relevant emergency plan and set up an operation guarantee campaign team to monitor the key indicators of the system in real time to ensure the stable operation of the system.
Great Wall Securities also prepared for the post-holiday market during the National Day holiday, expanding and optimizing online trading, communication bandwidth, account opening and trading back-end systems. Specifically, during the National Day, 25% of the new sites were added to online transactions, the capacity index reached more than 3 times the historical peak, and a batch of equipment was prepared to meet the subsequent expansion needs. The company also contacted China Unicom, China Mobile, China Telecom and other operators to carry out emergency expansion of Internet line bandwidth, and the bandwidth capacity reached more than twice the peak value. During the holiday, we will cooperate with all parties to complete the expansion and optimization of the account opening system.
Hualin Securities said that in order to cope with the possible peak of transactions, the company has conducted a comprehensive capacity assessment of the core trading system, network lines and hardware equipment. Quickly start the expansion plan to achieve all-round expansion of basic resources, networks, and application nodes. At the same time, the special stress test simulates extreme trading scenarios to ensure that the system can still operate stably and efficiently in a super-large market, providing customers with solid technical support.
In addition, Soochow Securities also conducted a comprehensive assessment of the capacity and stability of the information system, covering customer service, core trading and middle and back office operation systems, and formulated emergency plans to ensure the smooth operation of the information system in the hot market after the holiday. From October 5 to 7, Caitong Securities staff implemented a number of measures, including account opening system optimization, trading system upgrade and connectivity testing, to cope with the growing demand for account opening and trading from investors, and to ensure that customers can open and trade smoothly even in the face of high load conditions on October 8.
Work overtime in the early morning to review and open an account
In addition to IT system protection and expansion, Securities Times · Securities China reporters noted that securities companies opened accounts and carried out account opening review throughout the National Day holiday.
A number of brokerage branches told reporters that the company's work group during the "Eleventh holiday" reported the number of accounts opened every day and engaged in the ranking of outlets. "In the past, we pushed the opening of accounts and all kinds of trading permissions, but now every brokerage wants to seize this opportunity." A person from the business department of a brokerage firm in North China said.
The relevant person in charge of Guojin Securities revealed that the willingness of investors to enter the market during the holiday period has not decreased. "From the data of appointment account opening, it can be seen that the average number of accounts opened in the past month has increased by about 150%. In terms of the age structure of the customer group, we see that most of the post-80s and post-90s customers are in the age group, and there are even some post-00s customers. ”
Changjiang Securities' business department in Shanghai Lingang New Area said that the sentiment of opening an account recently is very high, and its business department has opened thousands of customers online and offline. A relevant person from the business department of Wuhu Huangshan West Road of Changjiang Securities said, "The holiday is particularly hot, and a total of about 40 or 50 customers have been received so far, and a total of more than 20 accounts have been opened." ”
The surge in the number of account openings has also led to a sharp increase in the workload of middle and back office audits of brokerages. It is reported that after investors fill in the account opening information, the brokerage needs to conduct a review, telephone return visit and other processes. At present, the pressure of brokerage review is greater.
A person from the brokerage business line of a large brokerage firm in South China said that since the National Day holiday, in order to deal with the review of account opening, some colleagues have even worked overtime until two or three o'clock in the evening, and some colleagues have come to the company at five or six o'clock in the morning to conduct account opening audit.
Huaan Securities said that in order to quickly respond to customer needs, the company mobilized internally during the National Day, and the branches increased the number of personnel on duty and scheduling to ensure manpower support, and made every effort to shorten the user consultation and account opening cycle, accelerate the time for customers to open accounts, and improve customer investment experience.
Yongxing Securities said that due to the temporary increase in October 6 and 7 as the time for account opening declaration by China Clearing, the company accelerated the transformation of the account opening system a few days before the National Day holiday, and completed the development, testing and launch of relevant functions, so as to ensure that in the case of China Clearing providing services but the depository bank does not provide services, it can also open shareholder accounts as soon as possible.
The data in the live broadcast room of the investment advisor is improving
In order to help investors grasp the market hotspots in a timely manner, the wealth management business department of a brokerage company launched a series of live roadshow activities during the National Day, inviting gold medal investment consultants to explain the market trend and investment hotspots in detail.
A person from the Internet Finance Department of a securities firm told the Securities Times · Brokerage China reporter that the number of viewers during the National Day holiday was relatively large, which was better than the previous data, showing that after the A-share money-making effect appeared, investors were very interested in the current investment hotspots even if they were on holiday.
For example, CICC Wealth Securities planned the "National Day Seven Days of Joy A-share Simulcast", which was broadcast live for 6 hours a day, with more than 20 sharing guests, including industry leaders, senior investment consultants, CICC analysts, etc., and the number of viewers in the live broadcast room of CICC Wealth has exceeded one million from October 1 to 2. Another example is the research institute of a leading brokerage, and the number of live broadcast views during the "Eleventh" holiday is several times that of the live broadcast program more than a month ago.
A relevant person from Ping An Securities told the Securities Times · Securities China reporter that the company planned a special service for live broadcast during the Golden Week, combined with market hot spots, and strengthened the basic service of live video through the APP video live channel. During the National Day, in response to the outbreak of the market, Ping An Securities organized and coordinated research resources and launched 7 live broadcasts of the "Special Live Broadcast Series for Celebrating the National Day", serving more than 200,000 customers in total, of which 12.41% were watched for more than 15 minutes.
Editor-in-charge: Ye Shuyun
Proofreader: Liu Rongzhi
Copyright Notice
All original content on the platforms of the Securities Times shall not be reproduced by any unit or individual without written authorization. Our company reserves the right to pursue the legal responsibility of relevant actors.
转载与合作可联系证券时报小助理，微信ID：SecuritiesTimes