天天看點

HashMap底層源碼解析---面試必備HashMap源碼解析

HashMap源碼解析

1 概述

HashMap是映射類容器,key和value都允許為null,它實作了AbstractMap,Map,Cloneable,Serializable接口等

public class HashMap<K,V> extends AbstractMap<K,V>
    implements Map<K,V>, Cloneable, Serializable {

    private static final long serialVersionUID = 362498820763181265L;
           

在jdk1.8之前,他的底層結構是數組加連結清單,連結清單是為了解決哈希沖突而設立的,在jdk1.8之後,有所改變,當滿足以下兩個條件:

  • 連結清單容量大于8
  • 數組容量大于64

會執行連結清單轉化為紅黑樹的操作。

2 源碼

2.1 屬性

HashMap的屬性及其含義如下:

//預設的初始化容量 為16
	static final int DEFAULT_INITIAL_CAPACITY = 1 << 4; // aka 16

    /**
     * 預設的最大容量
     */
    static final int MAXIMUM_CAPACITY = 1 << 30;

    /**
     * The load factor used when none specified in constructor.
     * 加載因子
     */
    static final float DEFAULT_LOAD_FACTOR = 0.75f;

    /**
     * The bin count threshold for using a tree rather than list for a
     * bin.  Bins are converted to trees when adding an element to a
     * bin with at least this many nodes. The value must be greater
     * than 2 and should be at least 8 to mesh with assumptions in
     * tree removal about conversion back to plain bins upon
     * shrinkage.
     * 将連結清單轉化為紅黑樹的臨界值
     */
    static final int TREEIFY_THRESHOLD = 8;

    /**
     * The bin count threshold for untreeifying a (split) bin during a
     * resize operation. Should be less than TREEIFY_THRESHOLD, and at
     * most 6 to mesh with shrinkage detection under removal.
     * 将紅黑樹轉化為連結清單的臨界值
     */
    static final int UNTREEIFY_THRESHOLD = 6;

    /**
     * The smallest table capacity for which bins may be treeified.
     * (Otherwise the table is resized if too many nodes in a bin.)
     * Should be at least 4 * TREEIFY_THRESHOLD to avoid conflicts
     * between resizing and treeification thresholds.
     * 數組長度超過此值才能将連結清單轉化為紅黑樹
     */
    static final int MIN_TREEIFY_CAPACITY = 64;
	
	//存儲元素的數組,數組的大小總是2的n次方
    transient Node<K,V>[] table;

    /**
     * Holds cached entrySet(). Note that AbstractMap fields are used
     * for keySet() and values().
     */
    transient Set<Map.Entry<K,V>> entrySet;

    /**
     * The number of key-value mappings contained in this map.
     * 存放元素的個數,不等于數組的長度
     */
    transient int size;

    /**
     * The number of times this HashMap has been structurally modified
     * Structural modifications are those that change the number of mappings in
     * the HashMap or otherwise modify its internal structure (e.g.,
     * rehash).  This field is used to make iterators on Collection-views of
     * the HashMap fail-fast.  (See ConcurrentModificationException).
     * 每次擴容和更改map結構的計數器
     */
    transient int modCount;

    /**
     * The next size value at which to resize (capacity * load factor).
     *
     * @serial
     */
    // (The javadoc description is true upon serialization.
    // Additionally, if the table array has not been allocated, this
    // field holds the initial array capacity, or zero signifying
    // DEFAULT_INITIAL_CAPACITY.)
	// 臨界值,當實際容量 cap=(r容量*填充因子) 大于此值時,則進行擴容
    int threshold;

    /**
     * The load factor for the hash table.
     *
     * @serial
     * 加載因子
     */
    final float loadFactor;
           

2.2 靜态内部類Node

//此類的作用是用于存儲鍵值對資訊 繼承自Entry
static class Node<K,V> implements Map.Entry<K,V> {
    	//每個節點都有自己的hash值,用做索引
        final int hash;
        final K key;
        V value;
        Node<K,V> next;

        Node(int hash, K key, V value, Node<K,V> next) {
            this.hash = hash;
            this.key = key;
            this.value = value;
            this.next = next;
        }

        public final K getKey()        { return key; }
        public final V getValue()      { return value; }
        public final String toString() { return key + "=" + value; }
		//重寫hashcode()方法,以key和value兩個值來計算hashcode
        public final int hashCode() {
            return Objects.hashCode(key) ^ Objects.hashCode(value);
        }
		//設定value,并傳回oldValue
        public final V setValue(V newValue) {
            V oldValue = value;
            value = newValue;
            return oldValue;
        }
		//重寫equals方法
        public final boolean equals(Object o) {
            if (o == this)
                return true;
            //如果o是Entry類
            if (o instanceof Map.Entry) {
                Map.Entry<?,?> e = (Map.Entry<?,?>)o;
                //key與value都相等
                if (Objects.equals(key, e.getKey()) &&
                    Objects.equals(value, e.getValue()))
                    return true;
            }
            return false;
        }
    }
           

2.3 擾動函數

HashMap通過key的hashcode方法經過擾動函數計算hash值,然後通過(hash)&(n-1)判斷目前元素存在的位置

jdk1.8的擾動函數

static final int hash(Object key) {
        int h;
        //^ 按位異或
        //>>> 無符号右移16位,忽略符号位,空位以0補齊
        return (key == null) ? 0 : (h = key.hashCode()) ^ (h >>> 16);
    }
           

jdk1.7的擾動函數

static int hash(int h) {
    // This function ensures that hashCodes that differ only by
    // constant multiples at each bit position have a bounded
    // number of collisions (approximately 8 at default load factor).

    h ^= (h >>> 20) ^ (h >>> 12);
    return h ^ (h >>> 7) ^ (h >>> 4);
}
           

jdk1.7的方法的性能更差一些,因為擾動了4次,而jdk1.8隻擾動了一次。

2.4 擴容(重點)

final Node<K,V>[] resize() {
        // old tab
        Node<K,V>[] oldTab = table;
        //old cap
        int oldCap = (oldTab == null) ? 0 : oldTab.length;
        //pld thr
        int oldThr = threshold;
        int newCap, newThr = 0;
        if (oldCap > 0) {
            // 邊界處理
            if (oldCap >= MAXIMUM_CAPACITY) {
                threshold = Integer.MAX_VALUE;
                return oldTab;
            }
            // 如果原來的容量比初始容量大,那麼新的門檻值也等于原來門檻值的2倍
            else if ((newCap = oldCap << 1) < MAXIMUM_CAPACITY &&
                     oldCap >= DEFAULT_INITIAL_CAPACITY)
                newThr = oldThr << 1; // double threshold
        }
        //如果表是空的,且有了門檻值,那就代表初始化時指定了門檻值和容量
        else if (oldThr > 0) // initial capacity was placed in threshold
            newCap = oldThr; // 那麼新的容量就等于舊的門檻值
        // 如果表是空的,而且沒有門檻值,代表初始化時沒有任何門檻值/容量參數的情況
        else {               // zero initial threshold signifies using defaults
            newCap = DEFAULT_INITIAL_CAPACITY; //新的容量等于預設容量
            //新的門檻值等于預設的容量*加載因子
            newThr = (int)(DEFAULT_LOAD_FACTOR * DEFAULT_INITIAL_CAPACITY);
        }
        if (newThr == 0) {
            //如果沒有指定門檻值,進行指派
            float ft = (float)newCap * loadFactor;
            newThr = (newCap < MAXIMUM_CAPACITY && ft < (float)MAXIMUM_CAPACITY ?
                      (int)ft : Integer.MAX_VALUE);
        }
        //建立新表
        threshold = newThr;
        @SuppressWarnings({"rawtypes","unchecked"})
        Node<K,V>[] newTab = (Node<K,V>[])new Node[newCap];
        table = newTab;
        if (oldTab != null) {
            for (int j = 0; j < oldCap; ++j) {
                Node<K,V> e;
                if ((e = oldTab[j]) != null) {
                    //舊表指向null,gc
                    oldTab[j] = null;
                    if (e.next == null)
                        //如果隻有一個值,将值賦給新表
                        newTab[e.hash & (newCap - 1)] = e;
                    else if (e instanceof TreeNode)
                        //紅黑樹,暫不讨論
                        ((TreeNode<K,V>)e).split(this, newTab, j, oldCap);
                    else { // preserve order
                        //因為擴容是容量翻倍,是以原連結清單上的節點,有可能繼續存放在原來的下标,或者擴容後的下标,即low+cap 位置
                        Node<K,V> loHead = null, loTail = null;
                        Node<K,V> hiHead = null, hiTail = null;
                        Node<K,V> next;
                        do {
                            next = e.next;
                            //利用位運算,利用哈希值 與 舊的容量,可以得到哈希值去模後,是大于等于oldCap還是小于oldCap,等于0代表小于oldCap,應該存放在低位,否則存放在高位
                            if ((e.hash & oldCap) == 0) {
                                if (loTail == null)
                                    loHead = e;
                                else
                                    loTail.next = e;
                                loTail = e;
                            }
                            else {
                                if (hiTail == null)
                                    hiHead = e;
                                else
                                    hiTail.next = e;
                                hiTail = e;
                            }
                        } while ((e = next) != null);
                        if (loTail != null) {
                            loTail.next = null;
                            newTab[j] = loHead;
                        }
                        if (hiTail != null) {
                            hiTail.next = null;
                            newTab[j + oldCap] = hiHead;
                        }
                    }
                }
            }
        }
        return newTab;
    }
           

2.5 Put方法

public V put(K key, V value) {
        return putVal(hash(key), key, value, false, true);
    }
           

接下來看一下putVal方法的實作

//hash傳入的是擾動之後的鍵的哈希值    
final V putVal(int hash, K key, V value, boolean onlyIfAbsent,
                   boolean evict) {
        Node<K,V>[] tab; Node<K,V> p; int n, i;
    	//如果目前表是空的話,進行resize
        if ((tab = table) == null || (n = tab.length) == 0)
            n = (tab = resize()).length;
    	//如果目前索引位置沒有元素的話,直接指派
        if ((p = tab[i = (n - 1) & hash]) == null)
            tab[i] = newNode(hash, key, value, null);
    	//如果目前位置發生哈希沖突的話
        else {
            Node<K,V> e; K k;
            //如果目前首節點與元素key的hash值與equals都相等的話,直接進行覆寫
            if (p.hash == hash &&
                ((k = p.key) == key || (key != null && key.equals(k))))
                e = p;
            //如果目前是樹節點的話,進行紅黑樹的操作
            else if (p instanceof TreeNode)
                e = ((TreeNode<K,V>)p).putTreeVal(this, tab, hash, key, value);
            else {
                //如果以上情況都不符合,進行連結清單的插入
                for (int binCount = 0; ; ++binCount) {
                    if ((e = p.next) == null) {
                        p.next = newNode(hash, key, value, null);
                        //如果現在的連結清單容量已經超過了7,執行treeifBin方法,後面介紹
                        if (binCount >= TREEIFY_THRESHOLD - 1) // -1 for 1st
                            treeifyBin(tab, hash);
                        break;
                    }
                    //進行覆寫
                    if (e.hash == hash &&
                        ((k = e.key) == key || (key != null && key.equals(k))))
                        break;
                    p = e;
                }
            }
            //如果e不是null,說明有需要進行覆寫的節點
            if (e != null) { // existing mapping for key
                V oldValue = e.value;
                //如果onlyIfAbsent為true,則不進行覆寫
                if (!onlyIfAbsent || oldValue == null)
                    e.value = value;
                afterNodeAccess(e);
                return oldValue;
            }
        }
        ++modCount;
    	//如果容量大于門檻值,進行擴容
        if (++size > threshold)
            resize();
        afterNodeInsertion(evict);
        return null;
    }

           

putMapEntries方法

final void putMapEntries(Map<? extends K, ? extends V> m, boolean evict) {
        int s = m.size();
        if (s > 0) {
            if (table == null) { // pre-size
                //求出目前表的容量
                float ft = ((float)s / loadFactor) + 1.0F;
                int t = ((ft < (float)MAXIMUM_CAPACITY) ?
                         (int)ft : MAXIMUM_CAPACITY);
                //如果目前表的容量大于門檻值,求出目前的門檻值
                if (t > threshold)
                    threshold = tableSizeFor(t);
            }
            else if (s > threshold)
                resize();
            for (Map.Entry<? extends K, ? extends V> e : m.entrySet()) {
                K key = e.getKey();
                V value = e.getValue();
                putVal(hash(key), key, value, false, evict);
            }
        }
    }

	//根據cap求出實際的容量,必須為2的n次方,便于通過位運算進行取餘操作
    static final int tableSizeFor(int cap) {
        int n = cap - 1;
        n |= n >>> 1;
        n |= n >>> 2;
        n |= n >>> 4;
        n |= n >>> 8;
        n |= n >>> 16;
        return (n < 0) ? 1 : (n >= MAXIMUM_CAPACITY) ? MAXIMUM_CAPACITY : n + 1;
    }
           

接下來看一下treeifyBin 方法

final void treeifyBin(Node<K,V>[] tab, int hash) {
        int n, index; Node<K,V> e;
        //如果目前表為null或者目前表的長度小于64,進行擴容
        if (tab == null || (n = tab.length) < MIN_TREEIFY_CAPACITY)
            resize();
        //否則的話執行紅黑樹操作了,暫不讨論
        else if ((e = tab[index = (n - 1) & hash]) != null) {
            TreeNode<K,V> hd = null, tl = null;
            do {
                TreeNode<K,V> p = replacementTreeNode(e, null);
                if (tl == null)
                    hd = p;
                else {
                    p.prev = tl;
                    tl.next = p;
                }
                tl = p;
            } while ((e = e.next) != null);
            if ((tab[index] = hd) != null)
                hd.treeify(tab);
        }
    }
           
HashMap底層源碼解析---面試必備HashMap源碼解析

這張流程圖有兩個問題:

  • 長度大于8時,隻有當數組長度大于64才會轉化為紅黑樹
  • 直接覆寫之後就會直接return,不會執行++size

2.6 remove方法

public V remove(Object key) {
        Node<K,V> e;
        return (e = removeNode(hash(key), key, null, false, true)) == null ?
            null : e.value;
    }
           

removeNode方法如下

final Node<K,V> removeNode(int hash, Object key, Object value,
                               boolean matchValue, boolean movable) {
        Node<K,V>[] tab; Node<K,V> p; int n, index;
        //如果對應的索引位置有值
        if ((tab = table) != null && (n = tab.length) > 0 &&
            (p = tab[index = (n - 1) & hash]) != null) {
            Node<K,V> node = null, e; K k; V v;
            //如果首節點就為目标節點
            if (p.hash == hash &&
                ((k = p.key) == key || (key != null && key.equals(k))))
                node = p; // 把值賦給node
            else if ((e = p.next) != null) { //周遊尋找目标節點
                if (p instanceof TreeNode)
                    node = ((TreeNode<K,V>)p).getTreeNode(hash, key);
                else {
                    do {
                        if (e.hash == hash &&
                            ((k = e.key) == key ||
                             (key != null && key.equals(k)))) {
                            node = e;
                            break;
                        }
                        p = e;
                    } while ((e = e.next) != null);
                }
            }
            //如果找到了目标節點且value值也相等
            if (node != null && (!matchValue || (v = node.value) == value ||
                                 (value != null && value.equals(v)))) {
                if (node instanceof TreeNode)
                    ((TreeNode<K,V>)node).removeTreeNode(this, tab, movable);
                // 如果node為首節點
                else if (node == p) 
                    tab[index] = node.next;
                else
                    p.next = node.next;
                ++modCount;
                --size; //容量減一
                afterNodeRemoval(node);
                return node;
            }
        }
        return null;
    }

           

2.7 get方法

同理,不再贅述

public V get(Object key) {
    Node<K,V> e;
    return (e = getNode(hash(key), key)) == null ? null : e.value;
}
           
final Node<K,V> getNode(int hash, Object key) {
    Node<K,V>[] tab; Node<K,V> first, e; int n; K k;
    if ((tab = table) != null && (n = tab.length) > 0 &&
        (first = tab[(n - 1) & hash]) != null) {
        if (first.hash == hash && // always check first node
            ((k = first.key) == key || (key != null && key.equals(k))))
            return first;
        if ((e = first.next) != null) {
            if (first instanceof TreeNode)
                return ((TreeNode<K,V>)first).getTreeNode(hash, key);
            do {
                if (e.hash == hash &&
                    ((k = e.key) == key || (key != null && key.equals(k))))
                    return e;
            } while ((e = e.next) != null);
        }
    }
    return null;
}
           

2.8 周遊方法

public Set<Map.Entry<K,V>> entrySet() {
        Set<Map.Entry<K,V>> es;
        return (es = entrySet) == null ? (entrySet = new EntrySet()) : es;
    }

final class EntrySet extends AbstractSet<Map.Entry<K,V>> {
    public final int size()                 { return size; }
    public final void clear()               { HashMap.this.clear(); }
    //一般我們用到entrySet,一般是為了擷取iterator
    public final Iterator<Map.Entry<K,V>> iterator() {
        return new EntryIterator();
    }
    public final boolean contains(Object o) {
        if (!(o instanceof Map.Entry))
            return false;
        Map.Entry<?,?> e = (Map.Entry<?,?>) o;
        Object key = e.getKey();
        Node<K,V> candidate = getNode(hash(key), key);
        return candidate != null && candidate.equals(e);
    }
    public final boolean remove(Object o) {
        if (o instanceof Map.Entry) {
            Map.Entry<?,?> e = (Map.Entry<?,?>) o;
            Object key = e.getKey();
            Object value = e.getValue();
            return removeNode(hash(key), key, value, true, true) != null;
        }
        return false;
    }
    public final Spliterator<Map.Entry<K,V>> spliterator() {
        return new EntrySpliterator<>(HashMap.this, 0, -1, 0, 0);
    }
    public final void forEach(Consumer<? super Map.Entry<K,V>> action) {
        Node<K,V>[] tab;
        if (action == null)
            throw new NullPointerException();
        if (size > 0 && (tab = table) != null) {
            int mc = modCount;
            for (int i = 0; i < tab.length; ++i) {
                for (Node<K,V> e = tab[i]; e != null; e = e.next)
                    action.accept(e);
            }
            if (modCount != mc)
                throw new ConcurrentModificationException();
        }
    }
}
           
abstract class HashIterator {
    Node<K,V> next;        // next entry to return
    Node<K,V> current;     // current entry
    int expectedModCount;  // for fast-fail
    int index;             // current slot

    HashIterator() {
        expectedModCount = modCount;
        Node<K,V>[] t = table;
        current = next = null;
        index = 0;
        if (t != null && size > 0) { // advance to first entry
            do {} while (index < t.length && (next = t[index++]) == null);
        }
    }

    public final boolean hasNext() {
        return next != null;
    }
	//周遊順序是按照從上到下,從左到右的的順序來周遊
    final Node<K,V> nextNode() {
        Node<K,V>[] t;
        Node<K,V> e = next;
        //因為hashmap也是線程不安全的,是以要儲存modCount。用于fail-fast政策
        if (modCount != expectedModCount)
            throw new ConcurrentModificationException();
        if (e == null)
            throw new NoSuchElementException();
        if ((next = (current = e).next) == null && (t = table) != null) {
            do {} while (index < t.length && (next = t[index++]) == null);
        }
        return e;
    }

    public final void remove() {
        Node<K,V> p = current;
        if (p == null)
            throw new IllegalStateException();
        if (modCount != expectedModCount)
            throw new ConcurrentModificationException();
        current = null;
        K key = p.key;
        removeNode(hash(key), key, null, false, false);
        expectedModCount = modCount;
    }
}
           

Fail-Fast 機制

我們知道 java.util.HashMap 不是線程安全的,是以如果在使用疊代器的過程中有其他線程修改了map,那麼将抛出ConcurrentModificationException,這就是所謂fail-fast政策。這一政策在源碼中的實作是通過 modCount 域,modCount 顧名思義就是修改次數,對HashMap 内容的修改都将增加這個值,那麼在疊代器初始化過程中會将這個值賦給疊代器的 expectedModCount。在疊代過程中,判斷 modCount 跟 expectedModCount 是否相等,如果不相等就表示已經有其他線程修改了 Map:注意到 modCount 聲明為 volatile,保證線程之間修改的可見性。

後續将會持續更新紅黑樹等。。。